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SOX Compliance for Cybersecurity Assessments - In-Person

SOX Compliance for Cybersecurity Assessments - In-Person

Achieve SOX Compliance Excellence and Strengthen Cybersecurity Risk Management

Master the essentials of SOX compliance and cybersecurity assessments with our Sarbanes-Oxley Act Compliance for Cybersecurity Assessments – In-Person CPE Training Event. This comprehensive 4-hour program is tailored for professionals managing internal controls, cybersecurity risks, and regulatory compliance efforts. Delivered in an engaging format, this course equips you with actionable strategies to align cybersecurity with SOX requirements, protect financial integrity, and manage risks effectively. Earn 4 NASBA-approved CPE credits while enhancing your expertise to meet today’s compliance challenges.

 

Why Attend?

  • Earn 4 CPE Credits - Boost your professional credentials with NASBA-approved Continuing Professional Education credits.

  • Master the Intersection of SOX and Cybersecurity - Understand how emerging cybersecurity risks influence SOX compliance and IT control frameworks.

  • Strengthen Internal Cybersecurity Controls - Learn how to implement effective risk management and internal controls that safeguard sensitive data systems.

  • Align Policies with Regulatory Standards - Create robust policies and procedures based on the COSO 2013 Internal Control Framework.

  • Gain Practical Cybersecurity Insights - Apply case studies and real-world testing methods that you can use immediately within your organization.

 

Course Highlights

This dynamic training is tailored to support professionals in navigating the complexities of SOX and cybersecurity compliance. Key highlights include:

  • Comprehensive Overview of SEC Cybersecurity Guidance - Understand the link between cybersecurity threats and SOX-compliant financial reporting practices.

  • Building Effective Internal Control Frameworks - Master the use of COSO 2013 and IT control frameworks to support compliant cybersecurity processes.

  • Mitigating Cybersecurity Risks - Learn to apply tools like heat maps for assessing vulnerabilities and prioritizing remediation efforts.

  • Testing Cybersecurity Controls - Explore key operational activities such as logical access management, network segmentation, and patching.

  • Practical Solutions for Data Integrity and Financial Protection - Develop systems for backup and restoration testing to ensure robust data availability and resilience.

 

Learning Objectives

By attending this training, participants will develop actionable skills and insights to tackle modern compliance challenges. Key learning objectives include:

  • Understand SOX and Cybersecurity Integration
    Recognize how cybersecurity ties into SOX compliance and impacts financial reporting systems.

  • Strengthen Internal Controls
    Implement IT controls that mitigate risks and ensure data security, including logical and physical safeguards.

  • Conduct IT Risk Assessments
    Use advanced tools to identify vulnerabilities and plan risk-mitigating strategies.

  • Optimize Audit Processes
    Align SOX compliance audits with cybersecurity frameworks for a seamless reporting process.

  • Mitigate Insider Trading Risks
    Work on strategies to uphold SEC disclosure requirements and prevent financial mismanagement.

 

Key Agenda Topics

This course provides an in-depth exploration of the critical elements of SOX compliance and cybersecurity assessments through the following topics:

Session 1 – Introduction to Cybersecurity and SOX Compliance

  • Overview of SOX compliance for cybersecurity.
  • Definitions of IT general and application controls.

Session 2 – SEC Guidance and Compliance Frameworks

  • Applying the "Commission Statement on Public Company Cybersecurity Disclosures."
  • Integrating the COSO 2013 framework into IT governance processes.

Session 3 – Cybersecurity Risk Assessment Techniques

  • Using heat maps to identify, assess, and prioritize risks.
  • Key risk indicators and impact mitigation strategies.

Session 4 – Testing and Mitigation for SOX Controls

  • Testing logical and physical security controls.
  • Change controls, patch management, and data loss prevention.

Session 5 – Insider Trading and Disclosure Best Practices

  • Addressing insider information risks in financial reporting.
  • Disclosure management to meet SEC requirements.

 

Event Details

  • Format: Group-live, interactive training led by industry experts.
  • Schedule: Thursdays, 8:45 a.m. – 12:30 p.m.
  • Cost: $420 per participant.
  • Custom Sessions: Tailored options are available for groups of two or more attendees to accommodate team schedules.

 

Who Should Attend?

This training is ideal for professionals responsible for cybersecurity and financial compliance, including but not limited to:

  • Internal Audit Managers ensuring team alignment with SOX and IT standards.
  • Compliance Officers managing organizational cybersecurity compliance efforts.
  • IT Security Professionals implementing robust controls and risk mitigation processes.

 

Why SOX Compliance in Cybersecurity Is Essential

With the increasing frequency and complexity of cybersecurity incidents, compliance aligned with the Sarbanes-Oxley Act (SOX) has never been more critical. Cyberattacks can compromise sensitive systems, impact financial statements, and damage a company’s reputation. This course provides the tools to bridge the gap between regulatory compliance and effective cybersecurity measures, ensuring that your organization is resilient, secure, and audit-ready.

 

Register Today

Secure your spot for the Sarbanes-Oxley Act Compliance for Cybersecurity Assessments – In-Person CPE Training Event and take a vital step toward aligning your organization with SOX compliance. Gain 4 CPE credits, enhance your internal controls, and become a pivotal force in advancing your company’s cybersecurity and financial integrity.

 

Sign up now to advance your knowledge, strengthen your skills, and protect your organization from modern compliance risks!

  • Details on Event Presentation

    Being offered on Thursdays at 8:45 a.m. to 12:30 p.m.

  • CPE Event Highlights

    This CPE event reviews and answers the following questions:

    • SEC Cybersecurity Disclosure

    • Frameworks to guide cybersecurity risk mitigation

    • Cybersecurity risk assessment

    • Testing cybersecurity controls

  • Learning Objectives

    • Defining “SOX for Cybersecurity” compliance
    • Learning the reasons behind the need for stronger cybersecurity controls
    • Understanding the structure of IT departments and their support services
    • Conducting an IT Risk Assessment
    • Understanding the categories of IT general controls and IT application controls
    • Identifying the specific additional controls and tests to mitigate SOX Cybersecurity risks
  • Key Issues on the Agenda

    Section 1 - Introduction and Definitions

    • What is SOX for Cybersecuirty Compliance?

    • SEC Cybersecurity Disclosure

    Section 2 - Overview of Computer Systems and IT Audits

    • Information Technology Systems

    • Information Technology Audits

    • Benefits of Internal Contols

    Section 3 - Internal Control Frameworks Impacting SOX Cyber

    • What is a "System of Internal Contol"?

    • COSO 2013 Internal Control Framework

    • IT Control "Frameworks"

    Section 4 - IT Controls for SOX Compliance

    • SOX Compliance Audits

    • General Controls

    • Activity Controls

    Section 5 - SOX for Cybersecurity (SOXCS) Implementation Guidance

    • SOX for Cybersecurity Implementation

    • Understanding the IT Organizaiton

    • Segregation of Duties

    • IT Infrastruture Components

    Section 6 - Assessing Information Technology Risks

    • Cybersecurity Risk Assessment

    • "Heat-Map"  the Risks

    • People Create Cybersecurity Risk

    Section 7 - Physical Security Controls for SOXCS

    • Physical security

    • What's New in Physical Security?

    • Physical Security Tests

    Section 8 - Logical Security Controls

    • Testing Logical Security Controls

    • "ACDs" Adds, Changes and Deletes to Access

    • Role-Based Security

    • User Entitilement

    • Segregation of Duties Conflicts

    • Network Vulnerabilites

    • Firewall Configuration

    • Privileged Accounts

    • Service Accounts

    • Network Segmentation

    • Patch Management

    • Anti-Virus Protection

    • Encryption

    • Data Loss Prevention Controls

    Section 9 - Systems Development and Change Controls

    • SDLC Policy and Controls

    • Financial Application Change Controls

    • Interface Controls

    Section 10 - Backup and Restoration Controls

    • Backup Schedules and Logs
    • Restoration Testing

    Section 11 - Summary

  • NASBA Program Disclosure

    Program Level of Understanding: Intermediate
    Prerequisites: Basic understanding of auditing and IT security
    Advance Preparation: None
    Delivery Format: On-site Training (Group-Live); Seminar (Group-Live)
    NASBA Field(s) of Study: "Auditing" and "Information Technology"
    CPE Credits: 4, based on 50 minutes of instruction per hour

  • Summary of the Subject Matter

    The "Sarbanes-Oxley Act Compliance for Cybersecurity Assessments" CPE training event is a comprehensive program designed to help attendees understand the SOX compliance requirements for cybersecurity assessments.

     

    This training covers the key provisions of the Sarbanes-Oxley Act (SOX) and how they apply to an organization's information security practices, including assessments of internal control systems, risk management, and data protection. Participants will gain a deep understanding of the COSO 2013 framework for Internal Controls Over Financial Reporting (ICFR) and how it can be used to ensure SOX compliance. The event will provide a thorough overview of the ICFR framework and its components, as well as best practices for implementing and maintaining ICFR controls.

     

    The ICFR SOX Compliance training will be delivered by expert instructors and feature interactive sessions and real-world case studies, providing attendees with practical knowledge and skills that can be immediately applied to their own organizations.

     

    The program is designed for professionals looking to build their knowledge and skills in SOX compliance, ICFR training, and cybersecurity assessments. By attending this CPE training event, participants will gain a comprehensive understanding of the requirements and best practices for SOX compliance in the area of cybersecurity assessments.

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