Information Technology General Controls - ITGCs
Elevate your IT governance expertise by attending the IT General Controls (ITGCs) CPE Training Event, a comprehensive program designed for IT professionals, auditors, and compliance managers. Gain in-depth knowledge of IT General Controls to secure critical information assets, enhance data integrity, ensure effective compliance, and manage digital risks. This interactive course will help you build the skills and confidence to implement world-class ITGC frameworks while earning 8 NASBA-Approved CPE credits.
Why Attend?
1. Master ITGC Frameworks and Practices - Learn how to align your organization’s IT control environment with leading frameworks like COBIT to achieve operational excellence and compliance.
2. Elevate IT Governance and Risk Management - Gain actionable insights into assessing risks, managing IT operations, and implementing controls that mitigate vulnerabilities effectively.
3. Be Audit- and Compliance-Ready - Understand how to meet regulatory requirements, such as SOX compliance, and be prepared to demonstrate ITGC effectiveness to auditors.
4. Earn 8 CPE Credits - Enhance your professional credentials while gaining practical tools to reinforce IT governance within your organization.
What You’ll Learn
This hands-on course will provide actionable guidance on best practices and frameworks for IT General Controls to drive robust IT governance.
1. ITGC Fundamentals and Frameworks
- Explore the COBIT Framework and its role in IT compliance and governance.
- Understand IT risks and the balance between controls and vulnerabilities.
2. Implementing Effective ITGCs
- Develop controls for system development, change processes, and operational management.
- Explore internal IT control terminology, risk management strategies, and audit best practices.
3. Securing IT Environments
- Learn techniques to safeguard physical and logical IT environments, including password protection, antivirus configurations, and disaster recovery planning.
4. Monitoring and Compliance
- Discover key metrics to measure IT performance against SOX compliance requirements.
- Learn how to integrate ITGCs into audit processes to ensure consistency and regulatory adherence.
5. Real-World Applications
- Apply best practices through case studies focused on risk management, fraud reduction, and IT service continuity.
Benefits of Attending
- Enhanced IT Governance: Develop the knowledge to establish effective controls that align with organizational goals.
- Improved Risk Management: Learn methods to identify vulnerabilities and deploy proactive IT solutions that mitigate risks.
- Audit Preparedness: Gain clarity on compliance benchmarks to ensure a seamless audit process.
- Professional Growth: Stand out as a leader in IT governance with expertise in ITGC frameworks.
Event Details
- Program Schedule: Offered every eight weeks on Wednesdays and Thursdays from 10 a.m. to 2:30 p.m. CST.
- Format: Online, live interactive training over two days (Group Internet-Based).
- Duration: 8 hours (includes breaks).
- CPE Credits: 8 NASBA-Approved CPE Credits in Auditing and Information Technology.
- Cost: $560.
- Private Sessions Available: Customized training for teams of two or more participants.
Who Should Attend?
This program is specifically designed for professionals who are committed to improving IT governance and compliance standards, including:
- IT Professionals: Strengthen internal IT control processes to support secure and efficient operations.
- Auditors: Gain expertise in ITGCs to enhance the accuracy of IT audits.
- Compliance Managers: Ensure adherence to regulatory and best practice frameworks like COBIT and SOX.
Why ITGC Compliance Matters
Robust IT General Controls contribute to enhanced digital governance and risk mitigation across organizations. Compliance with ITGC frameworks like COBIT and SOX standards ensures:
- Data Security and Integrity: Protect systems against vulnerabilities and maintain operational continuity.
- Regulatory Confidence: Build trust with stakeholders and regulators by adhering to global standards of IT governance.
- Operational Excellence: Support the seamless integration of IT systems and processes with internal controls.
Register Today
Don’t miss this opportunity to enhance your understanding of IT General Controls and take your IT governance expertise to the next level. Join this live, interactive program to develop the knowledge and skills needed to excel in IT risk management, digital governance, and compliance.
Register now to earn 8 CPE credits and become a leader in IT governance and control mastery!
Details on Event Presentation
Offered on Wednesday-Thursday once every eight weeks in two four hour sessions for 8 CPE credits.
The sessions will run from 10:00 a.m. to 2:30 p.m. Central Time Zone.
There will be a lunch break from 12:00 noon to 12:30 p.m. each day.
We can schedule private events on your timetable for two or more attendees.
NASBA Program Disclosure
Program Level of Understanding: Basic
Prerequisites: None
Advance Preparation: None
Delivery Format: Group Internet Based
NASBA Field(s) of Study: Auditing, Information Technology
CPE Credits: 8, based on 50 minutes of instruction per hourCPE Event Highlights
IT general controls are described within two categories: General Controls (ITGCs) and Application Controls.
The seminar will cover IT General Controls over the information technology (IT) environment, computer operations, access to programs and data, program development and program changes. IT application controls will be discussed concerning transaction processing controls.
The COBIT Framework (Control Objectives for Information Technology) is the most widely-used framework being used in SOX compliance efforts. This IT general control framework will be covered in detail.
Learning Objectives
Attendees will:
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Understand the similarities and differences between the ITIL and COBIT standards which both define IT General Control.
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Learn the compliance requirements of the Sarbanes-Oxley Act concerning IT general controls.
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Discuss how internal controls can manage risk and reduce fraud.
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Identify methods for improving the effectiveness of information process to effect the profitability of businesses
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Key Issues on the Agenda
Section 1 - Introduction and Background on ITGCs
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Instructor's Perspective on IT Myths
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What is IT Governance?
Section 2 - Internal Control Frameworks
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What are "Internal Controls"?
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IT Risks
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Balancing Risks and Controls
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Internal Control Terminology
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IT Control "Frameworks"
Section 3 - Managing & Governing the IT Organization
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IT Organization Risk and Control
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IT Organization Relationships
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CoBIT Framework Domain: Plan & Organize
Section 4 - Managing the System Life Cycle
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CobiT Framework Domain: Acquire & Implement
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Managing the Systems Life Cycle
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System Development and Change Controls
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Change Control Board
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System Change and Development Controls - Risk & Control Objectives
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System Change and Development Controls - Internal Controls
Section 5 - Securing the Physical and Logical IT Environment
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CoBIT Framework Domain: Deliver & Support
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Physical Security
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Logical Security
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Password Security
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Anti-Virus Configuration
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Security - Risk & Control Objectives
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Security - Internal Controls
Section 6 - - Managing Computer Operations
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CoBIT Framework Domain: Deliver & Support
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Managing Computer Operations
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Computer Operations - Risk & Control Objectives
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Computer Operations - Internal Controls
Section 7 - Managing the Continuity of IT Services
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CoBIT Framework Domain: Deliver & Support
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Managing the Continuity of IT Services
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IT Disaster Recovery Plan
Section 8 - Monitoring the Effectiveness of IT
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CoBIT FrameworkDomain: Monitor and Evaluate
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Monitoring the Effectiveness of IT
Section 9 - IT Compliance with the Sarbanes-Oxley Act
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SOX Titles
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Mapping to PCAOB and CoBIT
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Systems for SOX Compliance
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Procedures for IT SOX Compliance
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Tests for IT SOX Compliance
Section 10 - Going Forward
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Regulatory Environment
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Long-Term Effects of SOX
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Roadmap to IT Compliance
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Dave's Lessons Learned
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Summary of the Subject Matter
This CPE event "IT General Controls" is designed to provide a comprehensive exploration of the best practices and considerations surrounding information technology general controls using the COBIT Framework as criteria for the IT general controls.
This event aims to equip professionals with the knowledge and insights necessary to ensure robust IT governance, risk management, and compliance within their organizations.
Authoritative Sources
It's fantastic to see your commitment to expanding your knowledge after the CPE event on Information Technology General Controls (ITGCs). Here are some authoritative sources, along with their web links, to further enhance your understanding:
- ISACA - IT Governance and Control Resources
- ISACA offers a wealth of resources covering IT governance, control frameworks, and audit practices. By exploring their materials, you can gain valuable insights into ITGCs and related best practices, ensuring a comprehensive understanding of this critical area.
- NIST - Computer Security Resource Center
- The National Institute of Standards and Technology (NIST) provides a comprehensive repository of computer security resources, including guidelines, publications, and standards related to information technology controls. This can serve as an invaluable reference for deepening your understanding of ITGCs.
- TechTarget - Information Technology Controls (IT Controls)
- TechTarget offers insights into various aspects of information technology controls, providing practical explanations and industry insights that can enrich your comprehension of ITGCs and their significance in the business environment.
By engaging with these authoritative sources, you can further solidify your expertise in Information Technology General Controls, enabling you to navigate the complexities of IT governance and control with confidence and proficiency.
- ISACA - IT Governance and Control Resources