Continuous Auditing and Monitoring

Elevate your internal audit function with the Continuous Auditing and Monitoring CPE Training Event, a comprehensive learning experience for audit managers, compliance officers, CFOs, and other professionals responsible for safeguarding organizational controls and mitigating risks. This seminar offers insights, tools, and best practices to design and implement a customized continuous auditing program—ensuring your company stays ahead in a rapidly evolving landscape. Earn 4 NASBA-Approved CPE credits while revolutionizing your audit approach with cutting-edge knowledge and techniques.
 
Why Attend?
 
Master Continuous Auditing Methodologies
Learn the fundamentals of continuous auditing and monitoring, transitioning from periodic reviews to real-time control assessments.
 
Leverage Technology to Enhance Audit Efficiency
Explore advanced auditing tools like IDEA, ACL, and Approva, and see how technology can transform your audit processes.
 
Identify and Reduce Risks Proactively
Gain practical knowledge on spotting anomalies, improving internal control management, and addressing fraud risks effectively.
 
Earn 4 CPE Credits
Improve your professional credentials with valuable credits as you gain actionable skills to enhance your internal audit function.
 
What You’ll Learn
 
This interactive, four-hour seminar covers vital topics to prepare you for implementing and improving continuous auditing processes.
1. Continuous Auditing Fundamentals
Definitions and key concepts of continuous monitoring (CM) and continuous auditing (CA).
The "Inverse Relationship" and how it ensures proactive management of risks.
2. Audit Strategy Design and Execution
Steps to successfully design a continuous auditing program, including defining objectives and identifying risks, controls, and audit tests.
Techniques for establishing data requirements and piloting, refining, and managing results.
3. Advanced Applications and Case Studies
Best practices for using continuous auditing to comply with the Sarbanes-Oxley Act.
Implementing campaigns for IT compliance and financial control, including fraud detection and prevention.
Real-world examples of monitoring financial data, IT systems administration, and disbursement fraud.
4. Automating Audit Processes
Comparative insights on leading audit software options like IDEA and ACL.
Build vs. buy decision-making framework for audit technology solutions.
5. Managing Modern Risks and Compliance Needs
Application of continuous monitoring systems for dynamic regulatory changes, operational efficiency, and fraud mitigation.
6. Real-Time Risk Mitigation Techniques
How continuous auditing tools streamline processes for ICFR compliance under SOX.
The growing role of technology in securing financial systems, IT operations, and vendor management.
 
Seminar Highlights
Interactive Training: Hands-on exercises and discussions tailored to real-world scenarios.
Practical Case Studies: Gain actionable strategies to tackle challenges from various industries.
Expert Insights: Learn from seasoned professionals with decades of experience in internal controls and auditing.
 
Event Details
Format: Virtual, group internet-based training.
Schedule: Runs every eight weeks, Fridays from 10 a.m. to 2:30 p.m. Central Time.
Duration: 4 Hours
Cost: $280 per participant.
Private Sessions: Tailored sessions available for groups of two or more attendees.
 
Who Should Attend?
 
This course is designed for professionals who play a key role in maintaining robust internal controls and risk management, including:
Internal Audit Managers: Enhance audit quality and efficiency while leveraging advanced technology.
Compliance Officers: Gain deeper insights into continuous monitoring frameworks for regulatory adherence.
Chief Financial Officers (CFOs): Strengthen financial control processes to mitigate fraud and operational risks.
Controllers and Risk Managers: Develop integrated programs to reduce risks and streamline processes.
 
Why Continuous Auditing and Technology Matter
 
Continuous auditing changes the internal audit paradigm, enabling real-time analysis of large volumes of transactional data. This shift reduces dependence on sample-based periodic reviews and prepares organizations to respond proactively to risks and compliance requirements.
At its core, continuous auditing empowers organizations to maximize control effectiveness, enhance efficiency, and build resilience in an era of increasing regulatory complexity. This course equips attendees with the skills to harness cutting-edge tools and techniques, fostering trust and transparency across their organizations.
 
Register Today
 
Don’t miss the chance to revolutionize your audit processes with the Continuous Auditing and Monitoring CPE Training Event. Gain confidence in designing, implementing, and maintaining robust auditing systems supported by leading technologies. Earn 4 CPE credits as you build expertise in navigating modern risk and compliance challenges.
 
Sign up now to create value within your internal audit function and drive your organization toward more effective risk management and regulatory excellence!