$14.5 Million in Fines on PCAOB Registered Firms in 2023

In the current year, twenty-one PCAOB registered firms have collectively faced over $14.5 million in fines from both the PCAOB and SEC due to a range of improper behaviors, including violations in:
Quality Control
Audit Standards
Independence
Professional Skepticism
Audit Documentation Integrity
Rule Violations
Engagement with Unregistered Firms
Communication with Audit Committees
Failure to Disclose Required Information
Discover the latest insights into PCAOB Enforcement Actions of 2023 during a CCS 2-hour CPE audit event.