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$14.5 Million in Fines on PCAOB Registered Firms in 2023


In the current year, twenty-one PCAOB registered firms have collectively faced over $14.5 million in fines from both the PCAOB and SEC due to a range of improper behaviors, including violations in:
  • Quality Control

  • Audit Standards

  • Independence

  • Professional Skepticism

  • Audit Documentation Integrity

  • Rule Violations

  • Engagement with Unregistered Firms

  • Communication with Audit Committees

  • Failure to Disclose Required Information

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