In the current year, twenty-one PCAOB registered firms have collectively faced over $14.5 million in fines from both the PCAOB and SEC due to a range of improper behaviors, including violations in:
Quality Control
Audit Standards
Independence
Professional Skepticism
Audit Documentation Integrity
Rule Violations
Engagement with Unregistered Firms
Communication with Audit Committees
Failure to Disclose Required Information
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