Managing Audit Quality and Workpapers - In-Person
Refine Your Skills in Internal Auditing and Workpaper Excellence
oin the Managing Audit Quality and Workpapers – In-Person CPE Training Event to gain the skills needed to elevate your internal auditing practices. This comprehensive 8-hour program, totaling 8 NASBA-approved CPE credits, focuses on key elements of audit quality, risk assessment, and creating effective workpapers to document insights and findings.
This course is designed for auditors, compliance officers, and leaders aiming to improve audit efficiency and ensure alignment with professional standards, while enhancing their career growth.
Why Attend?
Earn 8 Valuable CPE Credits - Boost your credentials by participating in this in-depth training program.
Master Workpaper Documentation - Learn techniques to create concise, clear, and impactful workpapers that provide reliable evidence for audit findings.
Improve Risk-Based Audit Planning - Gain methodologies to assess risks, improve audit focus, and strengthen organizational insights.
Enhance Interpersonal Skills - Develop leadership qualities to lead teams, communicate results effectively, and foster collaboration.
Leverage Modern Audit Technology - Explore tools to automate and optimize internal auditing and quality assurance programs.
What You’ll Learn
Understand Internal Audit Standards - Apply IIA Auditing Standards to improve quality and align with frameworks.
Enhance Risk Assessment and Audit Planning - Build effective, risk-based audit strategies that target organizational priorities.
Conduct Quality Audit Fieldwork - Collect and document high-quality audit evidence in precise workpapers.
Document and Review Workpapers - Refine workpaper preparation techniques for maximum clarity and impact.
Implement Quality Assurance Programs - Integrate systems and technology to ensure consistent audit quality.
Prepare for the Future - Learn how advancing technologies and regulations will shape auditing practices.
Key Agenda Topics
- Overview of Internal Audit Quality Practices
- Internal Audit Standards and Frameworks
- Risk Assessment and Planning Techniques
- Conducting Fieldwork and Evidence Documentation
- Enhancing Workpaper Quality for Reporting
- Implementing Audit Quality Assurance Programs
- Preparing for Evolving Technologies
Event Details
- Format: Live, in-person seminar
- Schedule: Wednesdays, 9 a.m. – 4 p.m.
- Duration: Full-day session (8 CPE credits)
- Cost: $720 per attendee
- Location: Available in over 40 cities
- Group Sessions: Custom training for two or more attendees also available
Who Should Attend?
- Internal Auditors striving to improve documentation standards.
- Compliance Officers focused on regulatory alignment.
- Risk Managers aiming to enhance organizational resilience.
- Team Leaders looking to develop leadership and communication skills.
Why Audit Quality Matters
High-quality audits and well-prepared workpapers are the foundation of credible and effective internal auditing. They enable accurate findings, informed decision-making, and build trust with stakeholders. By attending this seminar, you'll gain insights into refining these aspects while preparing for future challenges in the auditing field.
Register Today
Secure your spot in the Managing Audit Quality and Workpapers – In-Person CPE Training Event and gain the expertise to deliver exceptional audit results. Earn 8 CPE credits and take your internal auditing capabilities to new heights.
Register now to lead your organization toward enhanced quality and operational success!
Details on Event Presentation
Offered in over forty cities on Wednesdays at 9:00 a.m. to 4:30 p.m.
NASBA Program Disclosure
Program Level of Understanding: Intermediate - Advanced
Prerequisites: None
Advance Preparation: None
Delivery Format: On-site Training (Group-Live); Seminar (Group-Live)
NASBA Field(s) of Study: Auditing
CPE Credits: 8, based on 50 minutes of instruction per hour
CPE Event Highlights
- What are the IIA Auditing Standards
- Objectives for the Internal Audit function
- High-Quality Auditing
- Internal Audit Process Improvements
- Risk-based Auditing Plans
- Conducting High-quality Fieldwork with workpapers
- High-quality Audit Evidence documented in workpapers
- Documentation of Exceptions in workpapers
- Implementation of a quality program including for the workpapers
Learning Objectives
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Attendees will understand how an audit is conducted
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Attendees will learn how to identify risks
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Attendees will learn how to evaluate and document internal controls in the auditing workpapers
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Attendees will discover the best techniques for gathering audit evidence and their documentation in the auditing workpapers
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Attendees will see the importance of preparing auditing workpapers
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Attendees will discuss interpersonal and team-building skills
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Attendees will understand the audit communication process
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Key Issues on the Agenda
Section 1 - Overview of High-Quality Internal Auditing
Section 2 - Internal Audit Standards, Studies and Frameworks
Section 3 - Improving Audit Planning and Risk Assessment
Section 4 - Improving Detail Audit Planning
Section 5 - Conducting High-Quality Audit Fieldwork
Section 6 - Refining Auditing Workpaper Quality
Section 7 - Concluding the AuditSection 8 - Using Audit Software
Section 9 - Implementing an Internal Audit Quality Program
Section 10 - Going Forward
Summary of the Subject Matter
At CCS, we are dedicated to enhancing the quality of internal audits through our comprehensive in-person event on 'Managing Audit Quality and Workpapers'. This event is designed to provide a deep-dive into the world of internal auditing, focusing on the critical components of quality management and leaving behind effective auditing workpapers.
Our experienced professionals share valuable insights on planning, conducting, and managing internal audits, with a special emphasis on creating efficient and effective auditing workpapers.
Whether you're a novice or an experienced auditor seeking to elevate your skills, our workshop offers a wealth of knowledge, tools, and auditing workpaper techniques to ensure your internal audit processes align with industry best practices. Join us and take a significant step toward enhancing your organization's internal audit quality management.